-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QwuAqvj2k7AF2+fyBGnEh4/Ri2yOLLDEwOJcEFTNburbY5ze4NZ6UPIDWHUvWJfm h/XlkU29GVissI8Spft23g== /in/edgar/work/20000728/0001019687-00-001025/0001019687-00-001025.txt : 20000921 0001019687-00-001025.hdr.sgml : 20000921 ACCESSION NUMBER: 0001019687-00-001025 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000728 GROUP MEMBERS: DAVID J. DUNN GROUP MEMBERS: DUNN FAMILY TRUST GROUP MEMBERS: DUNN FAMILY TRUST, DAVID J. DUNN, TRUSTEE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LTC PROPERTIES INC CENTRAL INDEX KEY: 0000887905 STANDARD INDUSTRIAL CLASSIFICATION: [6798 ] IRS NUMBER: 710720518 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-42634 FILM NUMBER: 680633 BUSINESS ADDRESS: STREET 1: 300 ESPLANADE DR STE 1860 CITY: OXNARD STATE: CA ZIP: 93030 BUSINESS PHONE: 8059818655 MAIL ADDRESS: STREET 1: 300 ESPLANADE DR SUITE 1860 STREET 2: 300 ESPLANADE DR SUITE 1860 CITY: OXNARD STATE: CA ZIP: 93030 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DUNN FAMILY TRUST CENTRAL INDEX KEY: 0001120514 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4660 LA JOLLA VILLAGE DRIVE SUITE 850 CITY: SAN DIEGO STATE: CA ZIP: 92122-4609 SC 13G 1 0001.txt DUNN FAMILY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 LTC PROPERTIES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE - -------------------------------------------------------------------------------- (Title and Class of Securities) 502175102 - -------------------------------------------------------------------------------- (CUSIP Number) JULY 27, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 Pages CUSIP NO. 502175102 FORM 13G Page 2 of 8 Pages ________________________________________________________________________________ 1. Name of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) DUNN FAMILY TRUST, DAVID J. DUNN, TRUSTEE ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Citizenship or Place of Organization UNITED STATES OF AMERICA ________________________________________________________________________________ 5. Sole Voting Power NUMBER OF 1,325,000 SHARES _________________________________________________________________ BENEFICIALLY 6. Shared Voting Power OWNED BY -0- EACH _________________________________________________________________ REPORTING 7. Sole Dispositive Power PERSON 1,325,000 WITH: _________________________________________________________________ 8. Shared Dispositive Power -0- ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,325,000 ________________________________________________________________________________ 10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [_] ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9) 5.1% (1) ________________________________________________________________________________ 12. Type of Reporting Person (See Instructions) OO (GRANTOR TRUST FOR INDIVIDUAL) ________________________________________________________________________________ (1) Assumes, pursuant to Rule 13d-3(d)(1)(i) of the Act, that there are 26,053,254 shares of the Stock outstanding. CUSIP NO. 502175102 FORM 13G Page 3 of 8 Pages ________________________________________________________________________________ 1. Name of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) DAVID J. DUNN ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Citizenship or Place of Organization UNITED STATES OF AMERICA ________________________________________________________________________________ 5. Sole Voting Power NUMBER OF 1,325,000 SHARES _________________________________________________________________ BENEFICIALLY 6. Shared Voting Power OWNED BY -0- EACH _________________________________________________________________ REPORTING 7. Sole Dispositive Power PERSON 1,325,000 WITH: _________________________________________________________________ 8. Shared Dispositive Power -0- ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,325,000 ________________________________________________________________________________ 10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [_] ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9) 5.1% (1) ________________________________________________________________________________ 12. Type of Reporting Person (See Instructions) IN ________________________________________________________________________________ (1) Assumes, pursuant to Rule 13d-3(d)(1)(i) of the Act, that there are 26,053,254 shares of the Stock outstanding. CUSIP NO. 502175102 FORM 13G Page 4 of 8 Pages Pursuant to Rule 13d-1(c) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended (the "Act"), the undersigned hereby file their initial schedule 13G Statement dated July 27, 2000 (the "Schedule 13G"), relating to the Common Stock, $.01 par value per share (the "Stock"), of LTC Properties, Inc. (the "Issuer"). Unless otherwise indicated, all defined terms used herein shall mean the following: Dunn Family Trust, David J. Dunn, Trustee shall be referred to as "DFT", David J. Dunn shall be referred to as "DJD", and Idanta Partners Ltd. shall be referred to as "IPL". ITEM 1(a). NAME OF ISSUER. -------------- The name of the issuer is LTC Properties, Inc. (the "Issuer"). ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. ----------------------------------------------- The address of the issuer's principal executive offices is: 300 Esplanade Drive Suite 1860 Oxnard, CA 93030 ITEM 2(a). NAME OF PERSON FILING. ---------------------- Pursuant to Rules 13d-1(c) of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended (the "Act"), the undersigned hereby file this Schedule 13G Statement on behalf of Dunn Family Trust, David J. Dunn, trustee (a grantor trust) ("DFT") and David J. Dunn ("DJD"). DFT and DJD are sometimes hereinafter referred to as the "Reporting Persons." The Reporting Persons are making this single, joint filing pursuant to Rule 13d-1(k)(1) under the Act; neither the fact of this filing nor anything contained herein shall be deemed to be an admission by the Reporting Persons that a "group" within the meaning of Section 13(d)(3) of the Act exists. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR IF NONE, RESIDENCE. ----------------------------------------------------------- The principal business office address of all Reporting Persons (DFT and DJD) is: 4660 La Jolla Village Drive, Suite 850 San Diego, California 91222 CUSIP NO. 502175102 FORM 13G Page 5 of 8 Pages ITEM 2(c). CITIZENSHIP. ------------ DFT is a California grantor trust. DJD is a citizen of the United States of America. ITEM 2(d). TITLE OF CLASS OF SECURITIES. ---------------------------- This Schedule 13G Statement relates to the Common Stock, $.01 par value, of the Issuer (the "Stock"). ITEM 2(e) CUSIP NUMBER. ------------ The CUSIP Number of the Stock is 502175102. ITEM 3. FILING PURSUANT TO RULES 13d-1(b) OR 13d-2(b) OR (c). ---------------------------------------------------- This Schedule 13G Statement is not being filed pursuant to Rule 13d-1(b) or Rule 13d-2(b) or (c). ITEM 4. OWNERSHIP. ---------- DFT: (a) Because of its position as general partner of Idanta Partners Ltd. ("IPL"), which owns 713,500 shares of the Stock, DFT may, pursuant to Rule 13d-3 of the Act, be deemed to be beneficial owner of these 713,500 shares, in addition to the 611,500 it directly owns, which totals 1,325,000 shares, (b) which constitutes in the aggregate approximately 5.1% of the assumed 26,053,254 outstanding shares of the Stock. (c) In its capacity as a general partner of IPL and due to the shares it directly owns, DFT has the sole power to vote or to direct the vote and to dispose or to direct the disposition of 1,325,000 shares of the Stock. DFT does not share this power to vote or to direct the vote and to dispose or to direct the disposition of the Stock. DJD: (a) Because DJD is the trustee of DFT, which owns 611,500 shares and which is a general partner of IPL, which owns 713,500 shares of the Stock, DJD may pursuant to Rule 13d-3 of the Act, be deemed to be beneficial owner of 1,325,000 shares, (b) which constitutes in the aggregate approximately 5.1% of the assumed 26,053,254 outstanding shares of the Stock. (c) In his capacity as trustee of DFT, which is also a general partner of IPL, DJD has the sole power to vote or to direct the vote and to dispose or to direct the disposition of 1,325,000 shares of the Stock. DJD does not share this power to vote or to direct the vote and to dispose or to direct the disposition of the Stock. DJD owns no shares individually. CUSIP NO. 502175102 FORM 13G Page 6 of 8 Pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. [ ] -------------------------------------------- This item is not applicable to this filing. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. -------------------------------------------------------------- No person other than the Reporting Persons has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of the Stock owned by them. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. -------------------------------------------------------------- This Schedule 13G Statement is not being filed by a parent holding company. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. ---------------------------------------------------------- This Schedule 13G Statement is being jointly filed on behalf of each of the Reporting Persons pursuant to Rules 13d-1(c) and 13d-1(k)(1) which does not constitute a group. The agreement required by Rule 13d-1(k)(1) is attached hereto as Exhibit A. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. ------------------------------- It is inapplicable for the purposes herein to provide notice of dissolution of a group. CUSIP NO. 502175102 FORM 13G Page 7 of 8 Pages ITEM 10. CERTIFICATION. -------------- By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. DUNN FAMILY TRUST & DAVID J. DUNN by: /s/ David J. Dunn ------------------ David J. Dunn as Trustee of the Dunn Family Trust and Individually SIGNATURES: ----------- After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. The undersigned have filed this statement jointly pursuant to the agreement attached as Exhibit A. DATED: July 27, 2000 DUNN FAMILY TRUST by: /s/ David J. Dunn ------------------------------ David J. Dunn, Trustee DAVID J. DUNN /s/ David J. Dunn - ------------------------------ CUSIP NO. 502175102 FORM 13G Page 8 of 8 Pages JOINT FILING AGREEMENT EXHIBIT "A" Pursuant to Rule 13d-1(k)(1) of the General Rules and Regulations of the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of this statement and any subsequent amendments thereto. DATED: July 27, 2000 DUNN FAMILY TRUST by: /s/ David J. Dunn ----------------------------- David J. Dunn, Trustee DAVID J. DUNN /s/ David J. Dunn ----------------------------- -----END PRIVACY-ENHANCED MESSAGE-----